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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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