Search Result

381 - 400 of 1467 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements