Search Result

361 - 380 of 1358 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research