Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

…

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

…

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

…

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

…

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 6.4 Management expenses

PERG 9.5 The property condition (section 236(2) of the Act)

FIT 1.3 Assessing fitness and propriety

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SYSC 19A.2 General requirement

EG 19.23 Electronic Money Regulations 2011

SYSC 20.1 Application and purpose [deleted]

DISP 1.11 The Society of Lloyd's

CONC 7.13 Data accuracy and outsourced activities

COLL 3.2 The instrument constituting the fund

MCOB 9.3 Pre-application disclosure

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

EG App 3.1 The FCA

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration