Search Result

141 - 160 of 1462 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk