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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction