Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

…

SYSC 4.8

As Published: 2015

SYSC 4.8

…

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

…

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.14 Other financial promotions

SUP 8A.5 Revoking or varying directions and determinations

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG App 2.1 Purpose, status and application of the guidelines

EG 20.2 Information gathering and investigation powers

EG 7.1 The FCA’s use of sanctions

COND 2.7 Business model

EG 2.11 Senior management responsibility

SUP 8.4 Reliance on waivers

EG 3.1 Introduction

REC 3.12 Legal proceedings

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.7 The section 297 power to revoke recognition

REC 4.2C Control over a UK RIE

FEES 2.1 Introduction

REC 4.8 The section 298 procedure

SYSC 4.8

DEPP 4.1 Executive decision maker

EG 18.1 Cancellation on the FCA’s own-initiative