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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

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CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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CREDS 8.2 Reporting requirements

PERG 8.28 Advice or information

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

BIPRU 9.5 Synthetic securitisation

REC 2.16 Complaints

LR 19.2 Requirements for listing

COBS 3.7 Providing clients with a higher level of protection

COBS 9.3 Guidance on assessing suitability

LR 1.3 Information gathering and publication

SYSC 22.8 Policies and appointed representatives

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974