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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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