Search Result

81 - 100 of 1387 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SYSC 4.7

As Published: 2015

SYSC 4.7

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose