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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

…

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

…

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

…

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

…

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

…

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

…

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

As Published: 2015

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

…

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

…

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

…

IPRU-INV 5.7 Qualifying property and qualifying undertakings

As Published: 2016

IPRU-INV 5.7 Qualifying property and qualifying undertakings

…

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

…

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

…

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

…

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

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