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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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REC 3.20 Disciplinary action relating to members

DISP App 3.9 Other matters concerning redress at steps 1 and 2

EG 9.1 Introduction

REC 6.5 FCA decision on recognition

EG 9.9 The effect of the FCA’s decision to withdraw approval

REC 3.12 Legal proceedings

PRIN 3.1 Who?

CONC 1.2 Who? What? Where?

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

LR 19.2 Requirements for listing

RCB 3.1 Application and Purpose

SYSC 3.1 Systems and controls

MAR 1.4 Unlawful disclosure

LR 5.3 Requests to cancel or suspend

SUP 1A.4 Tools of supervision

SUP 10A.7 FCA required functions

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

PERG 7.7 Post-certification issues

PERG 8.11 Types of exemption under the Financial Promotion Order

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling