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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

…

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2019

BIPRU 12.5 Individual Liquidity Adequacy Standards

…

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

…

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

…

DISP 1.7 Complaints forwarding rules

As Published: 2005

DISP 1.7 Complaints forwarding rules

…

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

…

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

…

COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

…

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

…

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

…

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

…

EG 6.4 Publicity in RDC cases

As Published: 2016

EG 6.4 Publicity in RDC cases

…

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

…

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

…

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

…

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

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