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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 17.1 Application

As Published: 2005

LR 17.1 Application

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations