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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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CONC 3.3 The clear fair and not misleading rule and general requirements

DEPP 8.1 Introduction

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 4.12 Search and seizure powers

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 9.1 Introduction

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 5.2 The FCA’s power

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

PERG 2.5 Investments and activities: general

REC 6.3 Recognition requirements

PERG 15.4 Small payment institutions, agents and exempt bodies

MAR 1.4 Unlawful disclosure

MCOB 5A.6 Other information

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling