Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

…

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.22 Reporting under the Payment Accounts Regulations

LR 10.5 Class 1 requirements

APER 2.1A The Statements of Principle

MAR 4.3 Support of the Takeover Panel's Functions

CONC 12.1 Application and purpose

SUP 16.5 Annual Close Links Reports

MCOB 8.6A Execution-only sales

CONC 8.2 Conduct standards: debt advice

COBS 4.7 Direct offer financial promotions

SUP 4.5 Provisions applicable to all actuaries

PERG 2.7 Activities: a broad outline

APER 4.5 Statement of Principle 5

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 18.1 Cancellation on the FCA’s own-initiative

DTR 2.6 Control of inside information

SUP 10A.7 FCA required functions

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 14.2 Choice of powers

LR 4.3 Approval and publication of listing particulars

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling