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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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