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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

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SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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