Search Result

381 - 400 of 1364 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

…

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

…

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

…

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

…

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

…

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

…

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

…

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

…

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

…

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

…