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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions