Search Result

121 - 140 of 1530 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COND 1.3 General

As Published: 2013

COND 1.3 General

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SYSC 4.8

As Published: 2015

SYSC 4.8

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

As Published: 2014

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme