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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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