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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

DISP App 3.2 The assessment of a complaint

As Published: 2017

DISP App 3.2 The assessment of a complaint

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

CONC 8.5 Financial statements and debt repayment offers

As Published: 2016

CONC 8.5 Financial statements and debt repayment offers

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)