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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

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Similar To

MCOB 9.3 Pre-application disclosure

BIPRU 8.8 Advanced prudential calculation approaches

CASS 6.1 Application

CASS 5.8 Safe keeping of client's documents and other assets

CASS 1A.3 Responsibility for CASS operational oversight

CASS 11.3 Responsibility for CASS operational oversight

MIPRU 1.2 Actions for damages

LR 17.5 Requirements for states, regional and local authorities and public international bodies

REC 4.2F Information gathering power on FCA’s own initiative

DTR 1.5 Fees and sanctions

EG 13.12 Insolvency regime and relevant sections of the Act

EG 8.1 Introduction

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

MAR 4.4 Exceptions

SUP 9.1 Application and purpose

EG 2.15 Decision making in the context of regulatory enforcement action

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

REC 4.2G Reports by skilled persons

CASS 11.6 Statutory trust

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)