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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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EG 10.1 Introduction

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 12.6 Advising on conversion or transfer of pension benefits

BIPRU 7.10 Use of a Value at Risk Model

DTR 4.4 Exemptions

SUP 2.4 'Mystery shopping'

SUP 10C.5 FCA governing functions: Executive

PERG 3A.6 Territorial scope

ICOBS 4.4 Commission disclosure for commercial customers

REC 3.13 Delegation of relevant functions

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]