Search Result

661 - 680 of 1484 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices