Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

…

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

…

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

…

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

…

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 5.4 Restoring listing

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

DTR 8.3 Criteria for approval as a primary information provider

TC 3.1 Record-keeping requirements

COBS 11.2 Best execution for AIFMs and residual CIS operators

PERG 13.7 The territorial application of MiFID [deleted]

PERG 4.6 Advising on regulated mortgage contracts

FEES 5.1 Application and Purpose

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

ICOBS 2.1 Client categorisation

PRIN 2.1 The Principles

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

DTR 5.4 Aggregation of managed holdings

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

EG 2.5 Cases where other authorities have an interest

EG 19.1 Introduction

EG 4.2 Notifying the person under investigation where notice is not required under the Act

EG 3.1 Introduction