Search Result

461 - 480 of 846 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

LR 6.1 Application

As Published: 2005

LR 6.1 Application

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background