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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

SYSC 4.9

As Published: 2015

SYSC 4.9

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 4.10A Activities within scope of the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities within scope of the Mortgage Credit Directive

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees