Search Result

141 - 160 of 1256 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

EG 3.6 Investigations into collective investment schemes (section 284)

As Published: 2016

EG 3.6 Investigations into collective investment schemes (section 284)

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SYSC 4.6

As Published: 2015

SYSC 4.6

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction