Search Result

1341 - 1360 of 1690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

IPRU-INV 14 App 1 Interpretation

As Published: 2019

IPRU-INV 14 App 1 Interpretation

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

COBS 1.1 General application

As Published: 2007

COBS 1.1 General application

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

CASS 11.8 Client bank account acknowledgement letters

As Published: 2014

CASS 11.8 Client bank account acknowledgement letters

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance