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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

…

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Effective Period

Similar To

PERG 1.5 What other guidance about the perimeter is available from the FCA?

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

LR 17.3 Requirements with continuing application

CREDS 9.2 Reporting

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SYSC 4.2 Persons who effectively direct the business

CASS 5.8 Safe keeping of client's documents and other assets

EG 12.2 FCA cautions

CASS 1A.2 CASS firm classification

REC 2A.2 Method of satisfying the RAP recognition requirements

GEN 6.1 Payment of financial penalties

DISP 1.10B Payment services and electronic money complaints reporting

EG 6.1 Publicity during FCA investigations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

LR 8.5 Responsibilities of listed companies

DEPP 3.1 The Regulatory Decisions Committee