Search Result

381 - 400 of 1452 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA