Search Result

381 - 400 of 1351 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight