Search Result

321 - 340 of 766 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

COND 1.3 General

As Published: 2013

COND 1.3 General

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 4.4A Mortgage contracts entered into before 21 March 2016

As Published: 2015

PERG 4.4A Mortgage contracts entered into before 21 March 2016

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities