Search Result

301 - 320 of 1453 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches