Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

…

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 1A.3 The FCA's approach to supervision

DISP App 3.11 Obligation to write letters to certain rejected complainants

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

COBS 14.4 Provision of information by an intermediate Unitholder

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

REC 3.13 Delegation of relevant functions

SYSC 4.2 Persons who effectively direct the business

REC 2.15 Discipline

DISP App 3.1 Introduction

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

MAR 9.5 Frequently Asked Questions

PERG 8.6 Communicate

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

LR 19.2 Requirements for listing

RCB 4.2 Enforcement powers and penalties

DTR 1A.2 Modifying rules and consulting the FCA

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SYSC 19A.1 General application and purpose