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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

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MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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