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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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