Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 6A.1 Introduction

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

SUP 16.9 Appointed representatives annual report

LR 14.3 Continuing obligations

DISP 1.1 Purpose and application

BIPRU 12.1 Application

SUP 5.5 Duties of firms

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

EG 6.2 Publicity during, or upon the conclusion of regulatory action

INSPRU 1.5 Internal-contagion risk

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

EG 19.35 Data Reporting Services Regulations 2017

CASS 11.9 Segregation and the operation of client money accounts

LR 9.6 Notifications

SUP 2.1 Application and purpose

DTR 8.4 Continuing obligations

PERG 15.5 Negative scope/exclusions

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

LR 8.6 Criteria for approval as a sponsor