Search Result

141 - 160 of 341 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body