Search Result

721 - 740 of 921 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COND 1.1A Application

As Published: 2013

COND 1.1A Application

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions