Search Result

621 - 640 of 1390 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements