Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

…

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

…

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.2F Information gathering power on FCA’s own initiative

PERG 8.6 Communicate

ICOBS 5.1 General

FEES 5.1 Application and Purpose

EG 2.7 Sources of cases

REC 6.1 Introduction and legal background

COLL 9.1 Application and general information

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

CONC 3.1 Application

DISP App 1.6 Valuing Relevant Benefits

APER 1.2 Purpose

EG 7.2 Alternatives to sanctions

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

SUP 8.9 Decision making