Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

…

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

…

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

…

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PRIN 1.2 Clients and the Principles

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

BIPRU 11.2 Basis of disclosures

FEES 1.1 Application and Purpose

COLL 6.11 Risk control and internal reporting

SYSC 13.9 Outsourcing

CASS 10.1 Application, purpose and general provisions

COLL 8.3 Investor relations

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

REC 6.8 Powers to supervise

INSPRU 7.1 Application

SYSC 13.6 People

TC 1.1 Who, what and where?

SUP 3.8 Rights and duties of auditors

SUP 15.2 Purpose

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy