Search Result

381 - 400 of 1582 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation