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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

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