Search Result

281 - 300 of 1447 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose