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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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FEES App 1 Annex 2 Further information on fees

As Published: 2019

FEES App 1 Annex 2 Further information on fees

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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