Search Result

181 - 200 of 1515 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction